Industry News

Alliance Pipeline Pays $500,000 to Settle Alleged Standards of Conduct Violations	12/01/2012

Gila River Power Admits to Market Manipulation Violations & Pays $3.4M	11/21/2012

Optiver pays $14 Million in Fines & Disgorgement for Manipulation of NYMEX Crude Oil, Heating Oil & Gasoline Futures Contracts and Making False Statements	04/19/2012

Constellation ECG Pays $245 Million Penalty for Market Manipulation	03/15/2012

Xcel Pays $2 Million Civil Penalty for Unauthorized Transmission Services; an OATT Violation	01/17/2012

ConocoPhillips Pays a $545,000 Civil Penalty and $3,174,900 Disgorgement	01/05/2012

Atmos Pays $6.3M Civil Penalty & $5.6M Disgorgement and Admits Flipping & SMHT Violations	12/10/2011

PacifiCorp Pays $3.9M Penalty re Reliability Standards	12/01/2011

Holyoke, Duke Energy and Black Hills Settle FERC Enforcement Actions	12/01/2011

2011 FERC Enforcement Report Summary	11/17/2011

Order 710-C Summary - FERC Form Nos. 2, 2-A, and 3-Q	08/19/2011

CFTC’s New Regulations Prohibiting Manipulation of the Market	07/20/2011

Clarifications of the Standards of Conduct - Orders 717-B, 717-C & 717-D	04/25/2011

National Energy & Trade Pays $.5M re Flipping & Shipper Must Have Title Violations	01/31/2011

FERC Revised Policy Statement on Penalty Guidelines	09/23/2010

San Diego Gas & Electric Company Agrees to Pay a Civil Penalty to Settle CFTC Charge that it Engaged in Wash Sales in the Natural Gas Futures Markets	04/22/2010

STANDARDS OF CONDUCT - Order 717-A Clarifications	10/22/2009

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